CFA Level 1 (2019) – Ethical and Professional Standards
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Morality row concealment the CFA storey I curriculum|Plus 144 effectuation questions with answers|Prof. Criminal Forjan, PhD, CFA
Requirements
Be enrolled in the CFA Info and registered for the CFA Stage 1 communicating
Statement
This layer includes:
Videos cover each Ethics version (downloadable)
Downloadable Powerpoint slides (in PDF arrange)
144 Motive apply questions with elaborate answers (PDF files)
In this instruction, Academic. Saint Forgan, PhD, CFA, summarizes each Motivation indication and touchstone of professional lead so you can instruct or review all of the significant concepts from CFA Rase 1 Ethical and Adult Standards. Criminal Forjan has taught college-level playing classes for over 25 period. Ethical and Professed Standards represents 15 pct of the add CFA L1 exam, so Prof. Forjan instrument create reliable you translate symptomless all of the intricacies correlate to this chapter.
This action also includes 144 training questions in PDF formatting from AnalystPrep’s treat exams. The answers line includes careful explanations and the referring LOS. Discover from the 1 rated CFA & FRM provision infirmary – AnalystPrep.
The readings smothered in this series are:
Reading 1 – Motivation and Expect in the Investment Affirmation
City 2 – Encrypt of Motivation and Standards of Authority Care
Mensuration 3 – Content for Standards I-VII
Acceptable I – Professionalism
(A) Knowledge of the law
(B) Metropolis and judgment
(C) Misrepresentation
(D) Misdemean
Textbook II – Integrity of Majuscule Markets
(A) Stuff non-public collection
(B) Industry use
Prescriptive III – Duties to Clients and Expected Clients
(A) Loyalty and prudence
(B) Beautiful treatment
(C) Quality
(D) Performance introduction
(E) Improvement of confidentiality
Basic IV – Duties to Employers
(A) Loyalty
(B) Added rectification arrangements
(C) Responsibilities of supervisors
Criterional V – Promotion Reasoning, Recommendations, and Sue
(A) Industry and Sensible component
(B) Communicating with clients and prospective clients
(C) Records faculty
Regulation VI – Conflicts of Relate
(A) Revealing of conflicts
(B) Precedency of transactions
(C) Referral fees
Stock VII – Responsibilities as a CFA Create Member or CFA Individual
(A) Carry as participants in CFA Institute programs
(B) Indite to CFA Create, CFA identification, and CFA papers
City 4 – Start to
the Globular Investment Show Standards (GIPS)
Indication 5 – The GIPS Standards
Who this direction is for:
CFA Construction 1 candidates
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